Compliance Analyst

Role

To support the compliance function and operations of the credit union through maintenance of various records, reports, and performance of daily tasks. Performs auditing duties of moderate complexity in accordance with standard procedures.

Essential Functions &

Responsibilities

• Performs assigned account card audit procedures, loans, and maintenance, reports errors and communicates to management. Performs compliance duties as assigned including but not limited to; file maintenance, audit tracking, risk monitoring, review of checks over $2,500, review of aggregate cash transaction reports, and review of shared branching transaction reports. Assists in analyzing reported data as requested.
• Maintains strong working knowledge of credit union policies and procedures, and applies such knowledge to perform all job duties and assignments. Leverage this knowledge of credit union operations to improve processes and career development.
• To maintain exception reports and tracking systems to accurately identify, correct, and report selected defects, defect rates, and trends, including follow up reporting for outstanding errors. To utilize other resources to accomplish routine gathering and maintenance of information and data, and provide cross-training as needed.
• Performs audits according to pre-established guidelines. Audits include but not limited to; branch drawer, vault, and monetary instruments, quarterly checklist, branch signage, and touch points. Reports findings and recommendations to management.
• Assists in ensuring the organization is in compliance with all regulations.
• Performs other related duties as required.