Are you ready to make a significant impact in the regulatory landscape? Join our Regulatory Reporting team in Securities Operations, where you'll play a crucial role in producing and submitting regulatory reports for our Broker Dealer and Custody businesses. If you're detail-oriented and passionate about data analysis and compliance, this is the opportunity for you!
Job Summary:
As a Regulatory Reporting Analyst within Securities Operations, you will be responsible for gathering, analyzing, validating, and transmitting data directly to FINRA/SEC and internal partners for Electronic Bluesheets, Form Custody, and Short Interest. You will interface directly with internal teams, including compliance, settlements, and IT, to review and migrate new regulatory reporting processes. Your role will involve developing controls to enhance the accuracy of the firm’s regulatory reporting processes, leading strategic projects impacting the regulatory landscape, and identifying process improvements to promote efficiency while maintaining quality. You will develop solutions in Alteryx and Tableau to reduce manual touch points and ensure compliance with regulatory requirements.
Job Responsibilities:
- Interface directly with internal teams, including compliance, settlements, and IT, to review and migrate new regulatory reporting processes.
- Review source report logic for accuracy and compliance with regulatory requirements.
- Develop controls to enhance the accuracy of the firm’s regulatory reporting processes.
- Lead and contribute to strategic projects impacting the regulatory landscape.
- Identify and develop process improvements to promote efficiency while maintaining quality.
- Develop solutions in Alteryx and Tableau to reduce manual touch points.
Required Qualifications, Capabilities, and Skills:
- Strong team player who can work well and build partnerships with colleagues of various levels across multiple locations.
- Self-motivated and comfortable working with large amounts of data.
- Diligent with a high level of attention to detail.
- Ability to work under pressure, prioritize, multitask, and bring tasks to complete closure.
- Risk-based mindset.
- Strong written and verbal communication skills in a professional setting.
- FINRA Series 99 License required within 120 days after start.
Preferred Qualifications, Capabilities, and Skills:
- Related field and/or equivalent work experience preferred.
- Experience with advanced data analysis tools is a plus (e.g., Alteryx, Tableau, Xceptor).
- Bachelor’s degree in Finance
- Securities industry experience is a plus.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans
ABOUT THE TEAM
J.P. Morgan’s Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
